Facilitation Points

by Tree Bressen

THE 5 PRINCIPLES OF FACILITATION

1. You are the servant of the group, the steward of the process.
  • No content input—if you must give content (opinions, solutions, answers to questions, how you feel about a proposal, input), label it as clearly separate from your facilitation role.
  • High ethics—act with integrity.
  • Explain what you are doing (transparency). Admit mistakes.
  • Ask permission, you are not in charge—it's a service role, not an authority role.
  • Stay grounded.
  • Set your intention before you start, and help the group set theirs.
  • Ask for a moment of silence if needed.
  • Trust the process and have faith.
2. Plan ahead and work outside the meeting
  • Plan agenda ahead of time.
    Communicate with each presenter.
    Plan realistic time boundaries.
    Ensure materials and background documents are ready.
  • Interview participants ahead of time, especially if you expect controversy.
  • Think ahead about different formats.
  • Be aware of group's ground rules if they have them, and decide whether you want to propose any if they don't.
  • Be ready with your explanatory introduction to what you're doing as a facilitator.
  • Bring flip chart/easel/markers, chime, whatever else you need for facilitator role.
  • Your job doesn't start when the meeting starts and doesn't end when the meeting is over-your job is to support the process and that may mean more than two hours outside the meeting for every one hour in the meeting.
3. Help each person feel heard.
  • Use paraphrasing, scribing (writing stuff up front where everyone can see it), and other methods to reflect back what people are saying.
  • Focus on interests and not positions—what is the underlying need that someone is expressing?
4. Work with all of what's in the room.
  • Tune into the energy.
  • Work with the feelings and intuitions and kinesthetic input (body language and signals), as well as the rational content of what people offer.
  • Pay close attention.
  • Bring out underlying dynamics to work with them constructively.
5. Listen for common ground and reflect it back to the group, as often as necessary.
  • Be active in the role and gently firm.
  • Celebrate progress.


"Facilitator's Box" is an opportunity to set up the framework. In this space you might:
1. Explain how you operate, e.g. how you see your role, specifics of stacking, etc.
2. Suggest ground rules and ask for group agreement on them.
3. Ask for group support as you learn these skills.

Managing Open Discussions and Equalizing Input

  • Head off tangents fast, before they develop fully, to keep things on track
  • Create a basic expectation of conciseness and respect for the group's time; encourage people to get to the point
  • Stacking (speaking order list):
    Don't make a long stack
    Weave comments together as you go
    OK to call on people in a different order than the order in which they raised their hands
  • Summarize frequently
  • Straw polls: can use to get a quick check of the room, but don't fall into a voting atmosphere
  • Support shy people to speak more, make a little extra space for them
  • Can use structures as occasional interventions to provide feedback to people on how much airtime they use, such as yarn, beans, or tallies

    Working with Blocks & Concerns

    Listen for the truth in each person's expression.
    Reflect back the feelings.
    Look for what needs are underneath the concern.
    Remember that differing opinions are a resource. What can you learn from these different opinions?
    Seek common ground. What part of the proposal can everyone agree to?
    Assume good-faith intentions.
    Act as an ally of the person with the concern, while still holding the needs of the rest of the group.

    Ask questions:

  • How do you see this idea?
  • What are you worried might happen?
  • How will that follow from this decision?
  • Could we monitor that problem?
  • Can you entertain the possibility, given the considerable energy invested?
  • What parts of the proposal do you support?

    Analyze what the origin of the difficulty is. Problems might arise from:

  • Genuine disagreement.
  • Process issues (e.g. feeling rushed)
  • Interpersonal conflicts
  • Structural challenges

    Listen closely.
    Engage the people with concerns in solving the problem. Ask them what would work for them that would also meet others' needs.

    Options, if a concern is unresolved and time is finished:
    1. Lay it over to a future meeting
    2. Send it to committee, with the person blocking included
    3. Talk during a break or outside the meeting—"coffee"
    4. Mediation (if interpersonal conflict)
    5. If correct block, lay down the item

    Tree Bressen, facilitator and teacher, has been assisting intentional communities, nonprofits, and other organizations with group process since 1994. Pages from her website are available for copying and distribution free of charge as long as you continue to include these credit lines and contact information. Tree lives at Walnut St. Co-op in Eugene, Oregon.

    Tree Bressen
    1680 Walnut Street
    Eugene, Oregon 97403
    541-484-1156
    tree@ic.org